Bruce L. Bundy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Lee Bundy was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1971. Bruce had worked at 7 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 1998 - July 27, 2015
ANTHEM SECURITIES, INC.
June 28, 1993 - July 13, 2005
BRYAN FUNDING, INC.
July 3, 1986 - March 15, 1993
BEY SECURITIES CORPORATION
February 25, 1986 - May 6, 1986
CALLON SECURITIES COMPANY
March 17, 1975 - March 2, 1983
COLUMBUS CAPITAL CORP.
May 13, 1974 - March 15, 1975
LEXTON INVESTMENT SERVICES CORPORATION
May 1, 1971 - October 27, 1973
M. H. DECKARD & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/23/1971
Registered Representative ExaminationCurrent Firm
ANTHEM SECURITIES, INC.
CRD#: 42420 / SEC#: , 8-49851
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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