Robert B. Offutt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bentley Offutt was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 1, Series 28 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 1987 - March 11, 2016
OFFUTT SECURITIES, INC.
November 21, 1984 - July 22, 1987
CHESAPEAKE SECURITIES RESEARCH CORPORATION
April 14, 1983 - November 29, 1984
BAKER, WATTS & CO., INC.
June 15, 1979 - April 18, 1983
LEGG MASON WOOD WALKER, INCORPORATED
December 17, 1968 - July 15, 1979
C. T. WILLIAMS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/11/1968
Registered Representative ExaminationSeries 28
Date: 8/9/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 00
Date: 7/11/1973
General Securities Principal ExaminationCurrent Firm
OFFUTT SECURITIES, INC.
CRD#: 19782 / SEC#: , 8-37799
Contact information
Documents
Red Flags
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