Gary L. Oelsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lester Oelsen was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1974. Gary had worked at 11 firms and has passed the Series 63, Series 3, Series 7, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 1991 - February 21, 1992
BILTMORE SECURITIES, INC.
February 15, 1990 - May 31, 1990
KOBER FINANCIAL CORP.
June 23, 1989 - October 13, 1989
ROYCE PARK INVESTMENTS, INC.
April 29, 1988 - January 28, 1989
SECURITIES USA, INC.
November 11, 1986 - June 3, 1987
AMERICAN TRUST SECURITIES CORPORATION
April 21, 1983 - May 11, 1984
PARK, RYAN, INC.
November 23, 1982 - December 27, 1983
PARK, RYAN OF TENNESSEE, INC.
May 19, 1980 - November 27, 1980
MORGAN STANLEY DW INC.
October 30, 1978 - March 7, 1979
DONALD SHELDON & CO., INC.
January 29, 1976 - March 25, 1978
UMIC, INC.
August 22, 1974 - August 31, 1974
CONFERENCE CONCEPTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 8/21/1974
General Securities Principal ExaminationCurrent Firm
BILTMORE SECURITIES, INC.
CRD#: 25023 / SEC#: , 8-41567
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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