Carl H. Oeberst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Hildebrand Oeberst was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 1970. Carl had worked at 9 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 1988 - November 30, 1989
AMERICAN INVESTORS GROUP, INC.
December 26, 1985 - February 15, 1989
INVESTMENT BROKERS OF AMERICA
November 2, 1981 - December 16, 1983
WZW FINANCIAL SERVICES, INC.
September 22, 1976 - October 21, 1981
INTERPACIFIC INVESTORS SERVICES, INC.
February 19, 1975 - June 7, 1980
TOWER SQUARE SECURITIES, INC.
August 12, 1974 - April 26, 1975
FREEMAN FINANCIAL SERVICES CORPORATION
September 19, 1972 - May 28, 1974
HARRISON FINANCIAL CORPORATION
June 9, 1972 - September 24, 1974
JAMES G. FREEMAN & ASSOCIATES, INC.
October 29, 1970 - August 11, 1972
LINSCO FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/4/1968
Registered Representative ExaminationSeries 00
Date: 9/21/1972
General Securities Principal ExaminationCurrent Firm
AMERICAN INVESTORS GROUP, INC.
CRD#: 10020 / SEC#: , 8-38164
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 6,208,730 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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