Michael Odriscoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Odriscoll was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 1977 - July 16, 1978
INDEPENDENT FINANCIAL PLANNERS CORPORATION
January 23, 1974 - May 14, 1975
EDWARDS & HANLY
June 15, 1973 - February 7, 1974
INDEPENDENT SECURITIES CORPORATION
June 27, 1969 - June 15, 1973
EQUITY FUNDING SECURITIES CORP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/10/1968
Registered Representative ExaminationCurrent Firm
INDEPENDENT FINANCIAL PLANNERS CORPORATION
CRD#: 653 / SEC#: , 8-13721
Contact information
Documents
Red Flags
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