Edward L. Oconnor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Lawrence Oconnor, who also goes by Ed Oconnor, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1973. Edward had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2012 - June 30, 2014
SSN ADVISORY, INC.
April 4, 2012 - June 30, 2014
SECURITIES SERVICE NETWORK, LLC
January 1, 2001 - April 5, 2012
SECURITIES AMERICA ADVISORS, INC.
September 28, 1994 - October 12, 1994
OSAIC WEALTH, INC.
September 7, 1994 - April 5, 2012
SECURITIES AMERICA, INC.
April 2, 1991 - September 12, 1994
OSAIC WEALTH, INC.
December 16, 1989 - May 8, 1990
LPL FINANCIAL LLC
August 2, 1988 - April 2, 1991
HORNOR, TOWNSEND & KENT, LLC
July 15, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
January 6, 1987 - August 6, 1988
CARILLON INVESTMENTS, INC.
April 24, 1984 - July 18, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
May 18, 1973 - July 18, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
March 5, 1973 - April 2, 1991
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/27/1973
Registered Representative ExaminationCurrent Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
