Donald E. Oconnor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Edward Oconnor was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1970. Donald had worked at 3 firms and has passed the Series 65 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2018 - December 31, 2024
THE ASSET PROTECTION FINANCIAL GROUP LLC
January 26, 2015 - December 31, 2017
THE ASSET PROTECTION FINANCIAL GROUP LLC
January 22, 2014 - December 31, 2014
THE ASSET PROTECTION FINANCIAL GROUP LLC
December 6, 2007 - December 31, 2013
THE ASSET PROTECTION FINANCIAL GROUP LLC
February 15, 1982 - February 22, 1989
PRUCO SECURITIES, LLC.
June 9, 1970 - February 22, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/2/1970
Registered Representative ExaminationCurrent Firm
THE ASSET PROTECTION FINANCIAL GROUP LLC
CRD#: 145313 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 333,000 |
Red Flags
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