Aubrey D. Oconnor
Professional summary
Aubrey Darrell Oconnor was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Aubrey is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, Aubrey had worked at 6 firms, which includes GSC SECURITIES INC., GOVERNMENT SECURITIES CORPORATION, MORTGAGE GOVERNMENT SECURITIES INC., M.G.S.I. SECURITIES INC., HIBBARD & O'CONNOR SECURITIES INC., HIBBARD OCONNOR & WEEKS.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 1988 - April 25, 1995
GSC SECURITIES, INC.
July 12, 1988 - April 25, 1995
GOVERNMENT SECURITIES CORPORATION
October 16, 1987 - April 18, 1988
MORTGAGE GOVERNMENT SECURITIES, INC.
October 13, 1987 - April 14, 1988
M.G.S.I. SECURITIES, INC.
June 14, 1973 - April 21, 1976
HIBBARD & O'CONNOR SECURITIES, INC.
September 20, 1971 - April 6, 1973
HIBBARD OCONNOR & WEEKS
State Registrations and Notice Filings
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Exams
Series 1
Date: 7/10/1970
Registered Representative ExaminationSeries 00
Date: 9/10/1971
General Securities Principal ExaminationCurrent Firm
GSC SECURITIES, INC.
CRD#: 17013 / SEC#: , 8-34886
Contact information
Documents
Red Flags
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