John A. Bumbarger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Allison Bumbarger was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 6 firms and has passed the Series 7, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 1987 - September 13, 1989
BRENTWOOD SECURITIES CORPORATION
August 26, 1987 - December 16, 1987
PRIVATE INVESTORS EQUITY GROUP
November 25, 1983 - November 8, 1985
WEN BIRKHOFER & CO., INC.
November 5, 1974 - October 12, 1978
SOUTHMARK FINANCIAL SERVICES, INC.
February 14, 1972 - December 2, 1974
PLA SECURITIES CORPORATION
August 25, 1970 - February 28, 1972
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/19/1970
Registered Representative ExaminationSeries 00
Date: 3/27/1975
General Securities Principal ExaminationCurrent Firm
BRENTWOOD SECURITIES CORPORATION
CRD#: 19839 / SEC#: , 8-37843
Contact information
Documents
Red Flags
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