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JB

John Allison Bumbarger

CRD# 35077·Registered 1970 - 1989
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Allison Bumbarger was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1970 - 1989. John had worked at 6 firms and has passed the Series 7, Series 1, Series 24 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

BRENTWOOD SECURITIES CORPORATION·CRD# 19839
BD
September 18, 1987 - September 13, 1989
PRIVATE INVESTORS EQUITY GROUP·CRD# 15685
BD
August 26, 1987 - December 16, 1987
WEN BIRKHOFER & CO., INC.·CRD# 7959
BD
November 25, 1983 - November 8, 1985
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
November 5, 1974 - October 12, 1978
PLA SECURITIES CORPORATION·CRD# 666
BD
February 14, 1972 - December 2, 1974
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
August 25, 1970 - February 28, 1972

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Current Firm

BS
BRENTWOOD SECURITIES CORPORATION

BOOKOUT, KENNETH ERIC | BRENTWOOD SECURITIES, INC. | BRENTWOOD SECURITIES CORPORATION

CRD#: 19839 / SEC#: 8-37843
BD
Cancelled by FINRA on 09/12/1989

Contact Information

Established

California since 03/19/1987

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Nov 1983About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Aug 1970

Series 24 — General Securities Principal Examination

Passed Feb 1988About the Series 24 exam

Series 00 — General Securities Principal Examination

Passed Mar 1975

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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