Timothy M. Bultman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael Bultman was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1969. Timothy had worked at 7 firms and has passed the Series 65, Series 5, Series 1 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 1991 - August 16, 1999
LISS FINANCIAL SERVICES
June 10, 1991 - February 6, 2015
BULTMAN INVESTMENT MANAGEMENT, INC.
May 22, 1991 - June 13, 1991
LISS FINANCIAL SERVICES
April 13, 1983 - May 22, 1991
ROBERT W. BAIRD & CO. INCORPORATED
November 28, 1977 - January 16, 1980
ROBERT W. BAIRD & CO. INCORPORATED
April 13, 1977 - December 8, 1977
FRANK C. TOBIN & COMPANY, INC.
April 28, 1976 - June 2, 1977
ALL AMERICAN MANAGEMENT CORPORATION
February 17, 1969 - June 21, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 1/30/1982
Interest Rate Options ExaminationSeries 1
Date: 4/5/1968
Registered Representative ExaminationCurrent Firm
LISS FINANCIAL SERVICES
CRD#: 21950 / SEC#: , 8-39344
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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