John J. O'callaghan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph O'callaghan, who also goes by John Joseph Ocallaghan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 2 firms and has passed the Series 1, Series 24, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - April 10, 2012
G-2 TRADING,LLC
February 2, 1995 - October 14, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/22/1965
Registered Representative ExaminationSeries 00
Date: 2/15/1973
General Securities Principal ExaminationCurrent Firm
G-2 TRADING,LLC
CRD#: 44018 / SEC#: , 8-50510
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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