Linda M. Oberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Marie Oberg, who also goes by Linda Marie Lynn, Linda Marie Nawara, Lynn Oberg, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1969. Linda had worked at 7 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1999 - November 8, 2000
STRONG INVESTMENTS, INC.
August 3, 1998 - November 1, 1999
ZIEGLER THRIFT TRADING, INC.
August 7, 1996 - March 12, 1998
ZIEGLER THRIFT TRADING, INC.
February 17, 1989 - May 24, 1994
STARFN
November 15, 1988 - February 9, 1989
ISBIN INVESTMENTS, INC.
October 21, 1983 - October 29, 1988
MILLER JOHNSON STEICHEN KINNARD, INC.
May 14, 1983 - October 18, 1983
STARFN
August 3, 1971 - April 7, 1982
PIPER SANDLER & CO.
October 21, 1969 - December 31, 1974
JOHN G. KINNARD AND COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/14/1969
Registered Representative ExaminationCurrent Firm
STRONG INVESTMENTS, INC.
CRD#: 15658 / SEC#: , 8-32608
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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