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Irwin Nussbaum

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CRD#: 349942
IN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Irwin Nussbaum was a registered financial professional .

Irwin is a previously registered financial professional and started their career in finance in 1958. Irwin had worked at 9 firms and has passed the SIE and PC exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 4, 2014 - January 22, 2016

MONARCH CAPITAL GROUP, LLC

BD
CRD#: 47815
NEW YORK, NY
Past

October 2, 2012 - February 26, 2014

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
MELVILLE, NY
Past

November 27, 2001 - October 12, 2012

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
NEW YORK, NY
Past

July 14, 1993 - December 21, 2001

EHRENKRANTZ KING NUSSBAUM

BD
CRD#: 31140
NEW YORK, NY
Past

October 26, 1990 - September 15, 1993

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

October 7, 1982 - November 19, 1990

REICH & CO., INC.

BD
CRD#: 3148
Past

December 13, 1973 - October 28, 1983

SHOENBERG, HIEBER INC.

BD
CRD#: 5859
Past

May 11, 1972 - November 23, 1973

ROSS LOW BULL INC

BD
CRD#: 1000002
Past

February 28, 1958 - June 24, 1972

E. LOWITZ & CO.

BD
CRD#: 236

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/22/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
PC
Date: 9/2/1977
AMEX Put and Call Exam

Current Firm

MC
MONARCH CAPITAL GROUP, LLC
MONARCH CAPITAL GROUP, LLC

CRD#: 47815 / SEC#: , 8-51911

New Jersey
Registered Investment Advisory firm - SEC (8/26/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
370 Lexington Avenue, Suite 308 Suite 2240, New York, NY 10017
Mailing Address
370 Lexington Avenue, Suite 308, New York, NY 10017
Phone number
(212) 808-4333
Established
New York since 01/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
8

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
MONARCH HOLDINGS, LLCMANAGEMENT COMPANY
COHEN, EDWARD BARRYFINOP
POTTER, MICHAEL DAVIDCHAIRMAN, CEO, CFO, CCO2417023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONARCH CAPITAL GROUP, LLC

CRD#: 47815

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