Edgar T. Numrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edgar Torrey Numrich was a registered financial professional .
Edgar is a previously registered financial professional and started their career in finance in 1970. Edgar had worked at 9 firms and has passed the Series 63, Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 1992 - December 13, 1994
FIRST SIERRA INVESTMENT COMPANY, INC.
January 16, 1990 - February 1, 1991
AMERICAN PERSONAL PLANNING SERVICE, INC.
September 20, 1989 - December 2, 1989
LIVINGSTON SECURITIES, INC.
March 31, 1987 - February 10, 1988
EMMETT A LARKIN COMPANY, INC.
December 18, 1975 - February 9, 1988
TORREY & CO., INC.
February 26, 1974 - September 4, 1976
BELFORD HAMMERBECK, INC
October 30, 1973 - August 19, 1974
GEO GEIST CO
October 5, 1973 - December 9, 1973
ROBERTS, SCOTT & CO., INC.
March 19, 1970 - September 25, 1975
FIRST CALIFORNIA COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/5/1970
Registered Representative ExaminationF04
Date: 11/28/1975
Financial Principal ExaminationSeries 00
Date: 10/10/1975
General Securities Principal ExaminationCurrent Firm
FIRST SIERRA INVESTMENT COMPANY, INC.
CRD#: 18624 / SEC#: , 8-38795
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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