Harry E. Jameson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Edward Jameson, who also goes by Harry Eddie Jameson, Noun Jameson, Harry Eddie Noun, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1973. Harry had worked at 21 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2012 - November 30, 2015
EQUINOX SECURITIES, INC.
December 10, 2010 - September 10, 2012
SPARTAN SECURITIES GROUP, LTD.
April 29, 2008 - November 5, 2008
HEROLD & LANTERN INVESTMENTS, INC.
January 7, 2005 - June 9, 2006
PEAK SECURITIES CORPORATION
March 30, 2004 - January 13, 2005
SPARTAN SECURITIES GROUP, LTD.
June 4, 2001 - December 13, 2002
DOLPHIN SECURITIES, INC.
August 15, 2000 - December 21, 2000
BROOKSTREET SECURITIES CORPORATION
May 23, 1997 - August 28, 2000
GILFORD SECURITIES INCORPORATED
March 3, 1995 - December 4, 1995
DAEHAN SECURITIES, INC.
April 13, 1993 - August 11, 1993
H.J. MEYERS & CO., INC.
June 5, 1990 - April 29, 1991
KINETIC CAPITAL INC
February 14, 1990 - April 24, 1990
WHITEHOUSE & MOORE INVESTMENTS, INC.
November 28, 1989 - December 13, 1989
THE TRADING DESK, INC.
June 14, 1989 - July 6, 1989
CAMDEN FINANCIAL SERVICES
December 5, 1988 - June 7, 1989
REYNOLDS KENDRICK STRATTON, INC.
July 20, 1988 - August 16, 1988
FIRST UNITED SECURITIES GROUP OF CALIFORNIA
February 4, 1987 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
March 27, 1986 - February 18, 1987
MCG PORTFOLIO MANAGEMENT CORP.
March 8, 1977 - August 9, 1977
THOMSON MCKINNON SECURITIES INC.
March 8, 1977 - December 9, 1983
OLD SLIP CAPITAL MANAGEMENT, INC.
September 17, 1973 - March 8, 1977
MODERN AMERICA SECURITIES CORPORATION
September 4, 1973 - October 20, 1973
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/20/1973
Registered Representative ExaminationCurrent Firm
EQUINOX SECURITIES, INC.
CRD#: 145790 / SEC#: , 8-67752
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQUINOX CAPITAL HOLDINGS, INC. | OWNER | |
| OLIVEIRA, STEPHEN MICHAEL | PRESIDENT/CFO/CCO/MSRB/AMLCO | 1880054 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
