Edgar M. Norris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edgar Manly Norris JR was a registered financial professional .
Edgar is a previously registered financial professional and started their career in finance in 1972. Edgar had worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 1, Series 24, Series 4, Series 27, Series 10, Series 9, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - April 21, 2026
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - April 21, 2026
TRUIST INVESTMENT SERVICES, INC.
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
November 16, 2012 - February 17, 2021
BB&T SECURITIES, LLC
March 7, 2001 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
April 21, 1999 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
October 2, 1972 - March 7, 2001
EDGAR M. NORRIS & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 9/27/1972
Registered Representative ExaminationF04
Date: 12/21/1977
Financial Principal ExaminationSeries 00
Date: 12/17/1975
General Securities Principal ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
