James A. Noon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Anthony Noon was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1969. James had worked at 2 firms and has passed the Series 63, Series 7, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2006 - December 16, 2013
GREENWICH CAPITAL MANAGEMENT
January 30, 1969 - November 13, 1971
A J WHITE & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/18/1966
Registered Representative ExaminationSeries 00
Date: 5/25/1971
General Securities Principal ExaminationCurrent Firm
GREENWICH CAPITAL MANAGEMENT
CRD#: 122858 / SEC#:
Contact information
Red Flags
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