Terance M. Nolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terance Maggie Nolan, who also goes by Terence Magie Nolan, was a registered financial professional .
Terance is a previously registered financial professional and started their career in finance in 1970. Terance had worked at 5 firms and has passed the Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 1991 - September 9, 1998
NOLAN SECURITIES CORP.
January 25, 1982 - January 24, 1991
MORGAN STANLEY & CO. LLC
April 1, 1977 - February 8, 1982
SCHRODER & CO. INC.
February 6, 1976 - April 17, 1977
DREXEL BURNHAM LAMBERT INCORPORATED
September 28, 1970 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/1/1977
AMEX Put and Call ExamSeries 1
Date: 6/5/1964
Registered Representative ExaminationSeries 40
Date: 8/31/1972
Registered Principal ExaminationCurrent Firm
NOLAN SECURITIES CORP.
CRD#: 27984 / SEC#: , 8-43354
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
