David A. Noble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Adelbert Noble was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1981. David had worked at 2 firms and has passed the Series 63, Series 1, Series 24, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 1986 - October 3, 1986
TWIN CITY SECURITIES, INC.
November 27, 1984 - March 5, 1985
ROBERT S. C. PETERSON, INC.
February 15, 1983 - September 27, 1984
ROBERT S. C. PETERSON, INC.
November 6, 1981 - May 28, 1982
ROBERT S. C. PETERSON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/10/1973
Registered Representative ExaminationF04
Date: 6/26/1975
Financial Principal ExaminationSeries 00
Date: 6/5/1975
General Securities Principal ExaminationCurrent Firm
TWIN CITY SECURITIES, INC.
CRD#: 17092 / SEC#: , 8-35018
Contact information
Documents
Red Flags
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