Clark M. Nobil
Professional summary
Clark Morris Nobil was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Clark is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, Clark had worked at 9 firms, which includes CLARK NOBIL & CO., JSC SECURITIES INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, SHEARSON HAYDEN STONE INC., REYNOLDS SECURITIES INC., CITIGROUP GLOBAL MARKETS INC., INTERCOASTAL CAPITAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2004 - March 28, 2018
CLARK NOBIL & CO.
February 5, 1991 - August 15, 2019
CLARK NOBIL & CO.
April 17, 1989 - March 24, 1990
JSC SECURITIES, INC.
January 9, 1987 - September 23, 1989
LEHMAN BROTHERS INC.
April 12, 1978 - September 10, 1986
E. F. HUTTON & COMPANY INC
November 17, 1976 - April 30, 1978
SHEARSON HAYDEN STONE INC.
April 22, 1976 - November 17, 1976
SHEARSON HAYDEN STONE INC.
April 14, 1975 - May 9, 1976
REYNOLDS SECURITIES, INC.
February 13, 1975 - April 30, 1975
CITIGROUP GLOBAL MARKETS INC.
May 21, 1971 - January 17, 1975
INTERCOASTAL CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/13/1991
Foreign Currency Options ExaminationSeries 5
Date: 1/25/1991
Interest Rate Options ExaminationPC
Date: 7/13/1977
AMEX Put and Call ExamSeries 1
Date: 5/19/1971
Registered Representative ExaminationCurrent Firm
CLARK NOBIL & CO.
CRD#: 26641 / SEC#: , 8-42677
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NOBIL, CLARK MORRIS | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | 348552 |
Red Flags
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