Jack G. Nixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Galen Nixon, who also goes by Jack G Nixon, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1969. Jack had worked at 7 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2010 - January 4, 2023
WESTHILL FINANCIAL ADVISORS, INC.
January 22, 2007 - October 6, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 22, 2007 - July 14, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 15, 2004 - January 30, 2007
LPL FINANCIAL LLC
January 14, 2004 - January 30, 2007
LPL FINANCIAL LLC
July 8, 1997 - December 19, 2003
VERAVEST INVESTMENT ADVISORS, INC.
December 9, 1969 - November 12, 1992
ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY
December 9, 1969 - December 19, 2003
VERAVEST INVESTMENTS, INC.
Primary Firm SEC Registration
WESTHILL FINANCIAL ADVISORS, INC.
CRD#: 152506 / SEC#: 801-71005
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/6/1969
Registered Representative ExaminationCurrent Firm
WESTHILL FINANCIAL ADVISORS, INC.
CRD#: 152506 / SEC#: 801-71005
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,212 |
| AUM (Assets Under Management) | $ 684,408,148 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
