Harold G. Nix

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CRD#: 348490

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harold Gilmer Nix was a registered financial professional .

Harold is a previously registered financial professional and started their career in finance in 1971. Harold had worked at 8 firms and has passed the Series 66, SIE, Series 1, F04 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 15, 2017 - December 19, 2018

WORLD EQUITY GROUP, INC.

CRD#: 29087

Tampa, FL

Past

June 7, 2012 - December 31, 2018

MUNICIPAL BOND PORTFOLIO ANALYSIS, LLC

RIA

CRD#: 158029

TAMPA, FL

Past

August 11, 1998 - June 3, 2016

STERN BROTHERS & CO.

CRD#: 16325

TAMPA, FL

Past

October 20, 1997 - August 14, 1998

PREFERRED WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 42732

ST. PETERSBURG, FL

Past

March 12, 1996 - August 18, 1998

BANKERS INTERNATIONAL SECURITIES, INC.

CRD#: 10224

ST. PETERSBURG, FL

Past

September 21, 1978 - February 22, 1995

H. G. NIX INCORPORATED

CRD#: 7677

Past

February 27, 1975 - January 27, 1979

THE PIERCE, WULBERN, MURPHEY CORPORATION

CRD#: 6814

Past

March 24, 1971 - February 27, 1975

PIERCE WULBERN MURPHEY INC

CRD#: 1000004

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 3/11/1971

Registered Representative Examination

Principal/Supervisory Exam

F04

Date: 10/19/1977

Financial Principal Examination

Principal/Supervisory Exam

Series 40

Date: 1/11/1973

Registered Principal Examination

Current Firm

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 N Martingale Road Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Road Suite 1200, Schaumburg, IL 60173

Phone number

(847) 342-1700

Established

Illinois since 09/13/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

170

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADHESION PROGRAM WRAP FEE BROCHURE (5/20/2025)

WORLD EQUITY GROUP ADV PART II (5/20/2025)

REP MANAGER PROGRAM WRAP FEE BROCHURE (5/20/2025)

Direct owners and executive officers

Name	Position	CRD#
WENTWORTH MANAGEMENT SERVICES, LLC	OWNER
DUDAS, STEPHEN STANLEY	PRESIDENT	4820047
GOULD, CRAIG MICHAEL	CHIEF EXECUTIVE OFFICER	2367293
LISHCHYNSKY, MARK JOHN JR	CHIEF OPERATING OFFICER	2478952
WEBB, WILLIAM DUDLEY JR	CHIEF COMPLIANCE OFFICER	1256777

Regulatory assets under management

Total Number of Accounts	3,151
AUM (Assets Under Management)	$ 944,844,374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harold G. Nix

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MUNICIPAL BOND PORTFOLIO ANALYSIS, LLC

STERN BROTHERS & CO.

PREFERRED WESTERN INTERNATIONAL SECURITIES, INC.

BANKERS INTERNATIONAL SECURITIES, INC.

H. G. NIX INCORPORATED

THE PIERCE, WULBERN, MURPHEY CORPORATION

PIERCE WULBERN MURPHEY INC

Primary Firm SEC Registration

WORLD EQUITY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2012

SIE

Date: 10/1/2018

Series 1

Date: 3/11/1971

F04

Date: 10/19/1977

Series 40

Date: 1/11/1973

Current Firm

WORLD EQUITY GROUP, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORLD EQUITY GROUP, INC.

TRUST BUT VERIFY

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