Thomas Niver

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CRD#: 348480

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Niver, who also goes by Thomas Mccleery Niver, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1973. Thomas had worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas Mccleery Niver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) E.A BUCK FINANCIAL SERVICES; YES INVESTMENT RELATED; 4600 S. SYRACUSE, SUITE 650, DENVER CO, 80237; INSURANCE SALES; FINANCIAL ADVISOR; START DATE 04/2020; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) MADISON AVENUE SECURITIES; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N SUITE 555, SAN DIEGO, CA 92128 ; INSURANCE SALES; REGISTERED REPRESENTATIVE; START DATE 05/2020; APPROX� 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES. 3.) AEWM; YES INVESTMENT RELATED; 2950 SW MCCLURE, TOPEKA, KS 66614 ; NATURE INVESTMENT ADVICE FOR FEE; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 05/2020; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING. 4.) CALVARY EPISCOPAL CHURCH; NOT INVESTMENT RELATED; GOLDEN, COLORADO; SENIOR WARDEN; START DATE: 02/28/2021; APPX 16 HRS/MONTH; APPX 2 HRS/MONTH DURING SERVICES; NO COMPENSATION; NO CHECK WIRITING RESPONSIBILITIES. 5.) PROPERTY RENTALS: NOT INVESTMENT RELATED; START DATE: 3/2022; APPX 0 HRS/MONTH; NATURE: HALF OWNER WITH SISTER ON RENTAL PROPERTIES THAT ARE MANAGED THORUGH A PROPERTY MANAGEMENT COMPANY.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 10, 2023 - November 22, 2024

BUCK WEALTH STRATEGIES, LLC

RIA

CRD#: 322138

DENVER, CO

Past

May 13, 2020 - September 19, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Denver, CO

Past

May 12, 2020 - December 31, 2023

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Denver, CO

Past

July 26, 2018 - May 12, 2020

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

DENVER, CO

Past

July 26, 2018 - May 12, 2020

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

DENVER, CO

Past

April 21, 2016 - July 27, 2018

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

DENVER, CO

Past

July 5, 2002 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

DENVER, CO

Past

July 2, 2002 - July 27, 2018

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DENVER, CO

Past

June 3, 1987 - July 3, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

June 26, 1973 - June 15, 1987

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/2/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 6/22/1973

Registered Representative Examination

Current Firm

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas Niver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

MADISON AVENUE SECURITIES, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

WALNUT STREET SECURITIES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/1986

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 6/22/1973

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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