James R. Niebuhr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Niebuhr was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1969. James had worked at 6 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2011 - November 11, 2015
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
February 27, 2009 - September 30, 2010
FSC SECURITIES CORPORATION
January 6, 2000 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
October 1, 1984 - February 4, 1994
THE VARIABLE ANNUITY MARKETING COMPANY
June 22, 1983 - December 31, 1999
ADVANTAGE CAPITAL CORPORATION
August 21, 1970 - June 20, 1983
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 23, 1969 - June 13, 1983
SOUTHLAND EQUITY SALES COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/20/1969
Registered Representative ExaminationCurrent Firm
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
CRD#: 128904 / SEC#: , 8-66183
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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