Larry K. Nick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Kent Nick was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1961. Larry had worked at 3 firms and has passed the Series 63, Series 1, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 1979 - April 10, 1995
DAMON, ANDREWS & COMPANY LTD.
March 15, 1972 - August 28, 1976
TRU-VEST INC.
December 18, 1961 - April 30, 1972
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/21/1959
Registered Representative ExaminationSeries 40
Date: 11/20/1978
Registered Principal ExaminationCurrent Firm
DAMON, ANDREWS & COMPANY LTD.
CRD#: 7770 / SEC#: , 8-23306
Contact information
Documents
Red Flags
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