Timothy C. Bueneman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Craig Bueneman, who also goes by Tim Craig Bueneman, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1973. Timothy had worked at 8 firms and has passed the Series 63, Series 41, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2001 - September 11, 2008
MCADAMS WRIGHT RAGEN, INC.
March 22, 1994 - September 24, 2001
PACIFIC CREST SECURITIES LLC
July 20, 1982 - February 3, 1994
WELLS FARGO INVESTMENTS, LLC
August 6, 1979 - June 29, 1982
FOSTER & MARSHALL INC.
October 23, 1975 - September 3, 1979
E. F. HUTTON & COMPANY INC
July 22, 1974 - November 13, 1975
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 16, 1973 - August 5, 1974
DEAN WITTER & CO. INCORPORATED
January 23, 1973 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 8/21/1982
NYSE Allied Member ExaminationSeries 000
Date: 1/18/1973
General Securities Principal ExaminationSeries 1
Date: 1/18/1973
Registered Representative ExaminationCurrent Firm
MCADAMS WRIGHT RAGEN, INC.
CRD#: 45899 / SEC#: 801-55918, 8-51232
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | DIRECTOR | 2147388 |
| DIRECTOR, DAVID JEROME | EXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR | 1060159 |
| GUAGLIARDO, ALICIA MARIA | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2091180 |
| MCADAMS, SCOTT WAYNE | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 1559165 |
| PURCELL, PAUL EDWARD | DIRECTOR | 844873 |
| RAGEN, BROOKS GEER | CHAIRMAN OF THE BOARD/DIRECTOR | 370117 |
| RAGEN, CAMERON BROOKS | SENIOR VICE PRESIDENT | 2140003 |
| ROGOWSKI, ROBERT JOHN | MANAGING DIRECTOR & DEPART CHAIR, INVESTMENT BANKING | 1818321 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| ZARCONE, DOMINICK PAUL | DIRECTOR | 2154034 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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