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Timothy Craig Bueneman

CRD# 34750·Registered 1973 - 2008
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Craig Bueneman, who also goes by Tim Craig Bueneman, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1973 - 2008. Timothy had worked at 8 firms and has passed the Series 63, Series 41, Series 000, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Craig Bueneman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

MCADAMS WRIGHT RAGEN, INC.·CRD# 45899
BD
Seattle, WA
September 26, 2001 - September 11, 2008
PACIFIC CREST SECURITIES LLC·CRD# 6619
BD
Portland, OR
March 22, 1994 - September 24, 2001
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
July 20, 1982 - February 3, 1994
FOSTER & MARSHALL INC.·CRD# 321
BD
August 6, 1979 - June 29, 1982
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 23, 1975 - September 3, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
July 22, 1974 - November 13, 1975
DEAN WITTER & CO. INCORPORATED·CRD# 6466
BD
May 16, 1973 - August 5, 1974
DEAN WITTER & CO. INCORPORATED·CRD# 209
BD
January 23, 1973 - May 16, 1973

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Current Firm

MW
MCADAMS WRIGHT RAGEN, INC.

MCADAMS WRIGHT RAGEN CAPITAL MANAGEMENT | MCADAMS WRIGHT RAGEN, INC. | MCADAMS WRIGHT RAGEN INSURANCE SERVICES

CRD#: 45899 / SEC#: 801-55918, 8-51232
BD
Terminated by SEC on 01/10/2015

Contact Information

Established

Washington since 07/17/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

MWR BROCHURE (7/31/2014)

Direct owners and executive officers

NamePositionCRD#
BAIRD FINANCIAL CORPORATIONSHAREHOLDER—
BOOTH, STEVEN GREGORYDIRECTOR2147388
DIRECTOR, DAVID JEROMEEXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR1060159
GUAGLIARDO, ALICIA MARIASENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER2091180
MCADAMS, SCOTT WAYNEPRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR1559165
PURCELL, PAUL EDWARDDIRECTOR844873
RAGEN, BROOKS GEERCHAIRMAN OF THE BOARD/DIRECTOR370117
RAGEN, CAMERON BROOKSSENIOR VICE PRESIDENT2140003
ROGOWSKI, ROBERT JOHNMANAGING DIRECTOR & DEPART CHAIR, INVESTMENT BANKING1818321
SCHROEDER, MICHAEL JOHNDIRECTOR1483012
ZARCONE, DOMINICK PAULDIRECTOR2154034

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1982About the Series 63 exam

Series 41 — NYSE Allied Member Examination

Passed Aug 1982

Series 000 — General Securities Principal Examination

Passed Jan 1973

Series 1 — Registered Representative Examination

Passed Jan 1973

Series 24 — General Securities Principal Examination

Passed Feb 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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