Tenison W. Newsom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tenison Westenra Newsom JR, who also goes by Tenny Newsom, was a registered financial professional .
Tenison is a previously registered financial professional and started their career in finance in 1970. Tenison had worked at 6 firms and has passed the Series 63, PC, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 1996 - December 16, 1996
LAZARD FRERES & CO. LLC
February 28, 1990 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
February 28, 1990 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
June 26, 1984 - January 23, 1996
LEHMAN BROTHERS INC.
February 22, 1978 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
November 4, 1970 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/8/1983
AMEX Put and Call ExamSeries 5
Date: 10/31/1981
Interest Rate Options ExaminationSeries 1
Date: 10/25/1968
Registered Representative ExaminationCurrent Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
