Eileen P. Neville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eileen Patricia Neville, who also goes by Eileen Crosby, Eileen P Neville, was a registered financial professional .
Eileen is a previously registered financial professional and started their career in finance in 1963. Eileen had worked at 4 firms and has passed the Series 63, Series 3, PC and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2003 - July 21, 2014
BISHOP, ROSEN & CO., INC.
April 29, 2002 - October 20, 2003
RYAN BECK & CO.
October 1, 1985 - May 20, 2002
GRUNTAL & CO., L.L.C.
January 18, 1963 - October 1, 1985
JII SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/31/1977
AMEX Put and Call ExamSeries 8
Date: 3/1/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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