Jack E. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Ewald Nelson was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1970. Jack had worked at 9 firms and has passed the SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 1993 - September 11, 2013
NELSON INVESTMENT PLANNING SERVICES, INC.
August 1, 1988 - December 31, 1990
SHUBERT RIZOR SECURITIES, INC.
February 7, 1985 - January 5, 2016
NELSON IVEST BROKERAGE SERVICES, INC.
May 7, 1984 - February 20, 1985
FIRST PARK EQUITIES, INC.
March 21, 1983 - April 30, 1984
A. G. EDWARDS & SONS, INC.
June 5, 1981 - April 12, 1983
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
August 23, 1977 - May 30, 1981
COLONIAL INVESTMENT SERVICES, INC.
January 18, 1973 - September 30, 1975
CONVEST SECURITIES DISTRIBUTORS, INC.
December 29, 1970 - January 26, 1973
ADA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/27/1969
Registered Representative ExaminationSeries 00
Date: 12/20/1969
General Securities Principal ExaminationCurrent Firm
NELSON INVESTMENT PLANNING SERVICES, INC.
CRD#: 141536 / SEC#:
Contact information
Documents
Red Flags
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