Eric L. Buckner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Land Buckner, who also goes by Lanny Buckner, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1966. Eric had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 000, Series 1, Series 4, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2015 - June 15, 2023
SNOWDEN CAPITAL ADVISORS LLC
October 8, 2014 - February 4, 2021
SNOWDEN ACCOUNT SERVICES LLC
October 3, 2014 - December 31, 2014
SNOWDEN CAPITAL ADVISORS LLC
November 17, 2010 - October 6, 2014
UBS FINANCIAL SERVICES INC.
November 17, 2010 - October 6, 2014
UBS FINANCIAL SERVICES INC.
May 24, 1999 - November 19, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 24, 1999 - November 19, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 1, 1995 - May 13, 1999
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - March 1, 1995
CITIGROUP GLOBAL MARKETS INC.
October 6, 1980 - July 31, 1993
LEHMAN BROTHERS INC.
September 16, 1977 - November 3, 1980
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1978
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
July 16, 1970 - February 27, 1976
BACHE & CO., INCORPORATED
April 29, 1966 - February 8, 1972
STEIN BROS. & BOYCE, INC.
Primary Firm SEC Registration
SNOWDEN CAPITAL ADVISORS LLC
CRD#: 157299 / SEC#: 801-72332
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 000
Date: 4/27/1966
General Securities Principal ExaminationSeries 1
Date: 4/27/1966
Registered Representative ExaminationSeries 12
Date: 6/14/1978
NYSE Branch Manager ExaminationCurrent Firm
SNOWDEN CAPITAL ADVISORS LLC
CRD#: 157299 / SEC#: 801-72332
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,968 |
| AUM (Assets Under Management) | $ 7,554,762,347 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
