Sheldon M. Neider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheldon Morton Neider, who also goes by Shelly Neider, was a registered financial professional .
Sheldon is a previously registered financial professional and started their career in finance in 1969. Sheldon had worked at 12 firms and has passed the Series 65, SIE, Series 1, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2000 - January 17, 2017
VOYA FINANCIAL ADVISORS, INC.
March 9, 2000 - January 17, 2017
VOYA FINANCIAL ADVISORS, INC.
March 16, 1993 - March 17, 2000
ARAGON FINANCIAL SERVICES, INC.
June 19, 1992 - May 6, 1993
RETIREMENT INVESTMENT GROUP
January 19, 1990 - June 18, 1992
SUNAMERICA SECURITIES, INC.
January 13, 1981 - October 31, 1989
NEIDER SECURITIES CORPORATION
September 21, 1978 - October 7, 1983
ALL AMERICAN MANAGEMENT CORPORATION
June 21, 1976 - October 29, 1978
INDEPENDENT FINANCIAL PLANNERS CORPORATION
November 21, 1974 - June 10, 1976
BELL SECURITIES CORPORATION
December 1, 1973 - February 16, 1975
LINCOLN EQUITIES CORPORATION
May 2, 1973 - May 30, 1974
CONSOLIDATED PROGRAMS, INC.
May 10, 1971 - May 9, 1973
INTEGRATED RESOURCES EQUITY CORPORATION
December 3, 1969 - May 16, 1971
MAYFLOWER SECURITIES CO., INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/28/1968
Registered Representative ExaminationCurrent Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
