Peter C. Neall
Professional summary
Peter Curtin Neall is a registered financial advisor currently at DORSET ASSET MANAGEMENT LLC. located in Devon, Pennsylvania.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Peter has worked at 6 firms and has passed the Series 63, Series 15, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Curtin Neall's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2013 - Present
DORSET ASSET MANAGEMENT LLC.
July 30, 2009 - August 13, 2013
BOENNING & SCATTERGOOD, INC.
October 25, 2004 - August 13, 2013
BOENNING & SCATTERGOOD, INC.
January 2, 1987 - November 17, 2004
JANNEY MONTGOMERY SCOTT LLC
February 24, 1978 - January 14, 1987
MORGAN STANLEY DW INC.
September 8, 1976 - February 24, 1978
REYNOLDS SECURITIES, INC.
November 14, 1972 - October 18, 1976
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/12/2013)
Exams
Series 15
Date: 3/18/1985
Foreign Currency Options ExaminationSeries 5
Date: 12/11/1982
Interest Rate Options ExaminationPC
Date: 4/1/1977
AMEX Put and Call ExamSeries 1
Date: 11/10/1972
Registered Representative ExaminationCurrent Firm
DORSET ASSET MANAGEMENT LLC.
CRD#: 169451 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 8,765,314 |
Red Flags
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