Jason R. Naiman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Reeves Naiman was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1970. Jason had worked at 12 firms and has passed the Series 63, Series 1, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2006 - January 7, 2025
MORTON WEALTH
May 17, 2000 - April 5, 2004
INVESTMENT SECURITY CORPORATION
July 8, 1997 - September 27, 2006
MORTON MANAGEMENT, INC.
August 6, 1996 - April 26, 2000
OGILVIE SECURITY ADVISORS CORPORATION
February 3, 1994 - November 8, 1996
FSC SECURITIES CORPORATION
November 19, 1991 - March 3, 1994
CALIFORNIA CAPITAL SERVICES, INC.
January 7, 1991 - September 5, 1991
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 31, 1989 - August 27, 1991
IDS LIFE INSURANCE COMPANY
July 31, 1989 - August 27, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
January 27, 1987 - August 10, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 1, 1985 - February 4, 1987
FIRST AFFILIATED SECURITIES, INC.
July 11, 1984 - August 7, 1985
JOHN HANCOCK DISTRIBUTORS LLC
November 23, 1970 - August 4, 1982
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
MORTON WEALTH
CRD#: 141250 / SEC#: 801-67025
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/16/1970
Registered Representative ExaminationCurrent Firm
MORTON WEALTH
CRD#: 141250 / SEC#: 801-67025
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,622 |
| AUM (Assets Under Management) | $ 2,956,328,474 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/31/2025 | ||
| 10/30/2023 | ||
| 06/21/2023 | ||
| 02/14/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
