Robert J. Nagy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jules Nagy was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1972. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 15, Series 5, PC, Series 1 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2017 - May 17, 2017
AGES FINANCIAL SERVICES, LTD.
December 1, 2001 - April 24, 2017
SOURCE CAPITAL GROUP, INC.
December 1, 1992 - December 1, 2001
MERIT CAPITAL ASSOCIATES, INC.
March 11, 1991 - October 30, 1992
PENDRICK REEVES ASSOCIATES, INC.
February 12, 1981 - January 29, 1991
PRUDENTIAL EQUITY GROUP, LLC
March 28, 1972 - February 23, 1981
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 3/7/1983
Foreign Currency Options ExaminationSeries 5
Date: 2/24/1982
Interest Rate Options ExaminationPC
Date: 2/19/1981
AMEX Put and Call ExamSeries 1
Date: 3/24/1972
Registered Representative ExaminationSeries 000
Date: 3/16/1972
General Securities Principal ExaminationCurrent Firm
AGES FINANCIAL SERVICES, LTD.
CRD#: 15427 / SEC#: , 8-32155
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
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