Garrett J. Nagle

GARRETT NAGLE & CO.

Woburn, MA 01801

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CRD#: 344576

Professional summary

Garrett James Nagle JR, who also goes by Garrett J Nagle Jr, is a registered financial professional currently at GARRETT NAGLE & CO., INC. located in Woburn, Massachusetts.

Garrett is registered as a RR (Registered Representative) and started their career in finance in 1965. Garrett has worked at 2 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Garrett J Nagle Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Garrett James Nagle JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 1976 - Present

GARRETT NAGLE & CO., INC.

Office #1: 300 Unicorn Park Drive, Woburn, MA 01801Office #2: 300 Unicorn Park Drive, Woburn, MA 01801

RIA

CRD#: 7071

Woburn, MA

Past

May 12, 1965 - July 10, 1976

BRECK MCNEISH NAGLE & DELOREY INC

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GARRETT NAGLE & CO., INC.

CRD#: 7071 / SEC#: 801-11370, 8-20369

RIA

Registered Investment Advisory firm - SEC (2/25/1976 Approved)

Texas

Registered Investment Advisory firm - SEC (12/14/2001 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/19/1985)

Indiana
(6/7/1994)

Massachusetts
(3/18/1985)

New Hampshire
(6/1/1993)

Rhode Island
(12/17/1993)

Vermont
(8/4/1994)

Virginia
(1/10/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GARRETT NAGLE & CO., INC.

CRD#: 7071 / SEC#: 801-11370, 8-20369

RIA

Registered Investment Advisory firm - SEC (2/25/1976 Approved)

Texas

Registered Investment Advisory firm - SEC (12/14/2001 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

300 Unicorn Park Drive, Woburn, MA 01801-3363

Mailing Address

300 Unicorn Park Drive, Woburn, MA 01801

Phone number

(617) 737-9090

Established

Massachusetts since 01/08/1976

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (16 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GARRETT NAGLE & CO., INC. ADV PART 2 BROCHURE MARCH 25, 2025 (3/25/2025)

Direct owners and executive officers

Name	Position	CRD#
NAGLE, GARRETT JAMES JR	PRESIDENT, TREASURER, DIRECTOR	344576
NAGLE, GARRETT THOMAS	EXECUTIVE VICE PRESIDENT, CFO, CCO	2205589

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 95,839,185

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Garrett J. Nagle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Garrett James Nagle JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRECK MCNEISH NAGLE & DELOREY INC

Primary Firm SEC Registration

GARRETT NAGLE & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/1993

Series 7TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 24

Date: 1/2/2023

FINRA

Current Firm

GARRETT NAGLE & CO., INC.

Contact information

SEC notice filing (16 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

GARRETT NAGLE & CO., INC.

TRUST BUT VERIFY

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