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Rennie Louis Buckland

CRD# 34452·Registered 1973 - 2001
Previously Registered: Being a previously registered professional could mean that Rennie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Rennie Louis Buckland, who also goes by Rennie L Buckland, was a registered financial advisor. Rennie was a previously registered financial professional and started their career in finance 1973 - 2001. Rennie had worked at 12 firms and has passed the Series 63, Series 1, Series 27, Series 4, Series 53 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rennie L Buckland

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

FIRST NEVADA SECURITIES LTD.·CRD# 18384
BD
Reno, NV
November 30, 1998 - May 15, 2001
CYBERTRADER, INC.·CRD# 44523
BD
Austin, TX
January 20, 1998 - November 20, 1998
FIRST NEVADA SECURITIES LTD.·CRD# 18384
BD
Reno, NV
October 27, 1986 - January 20, 1998
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
October 5, 1984 - May 10, 1985
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
October 25, 1982 - October 12, 1984
E. F. HUTTON & COMPANY INC·CRD# 235
BD
May 25, 1982 - November 4, 1982
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 31, 1980 - April 8, 1982
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
August 22, 1979 - January 31, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - August 12, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
January 30, 1978 - September 26, 1978
CROWLEY-BUCKLAND SECURITIES INC.·CRD# 6912
BD
December 17, 1976 - July 28, 1978
HUGH JOHNSON & COMPANY INC.·CRD# 417
BD
September 3, 1975 - January 20, 1977
BODELL OVERCASH ANDERSON & CO., INC.·CRD# 5148
BD
January 29, 1974 - June 23, 1975
S D LUNT & CO·CRD# 1000001
BD
November 1, 1973 - May 20, 1974

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Current Firm

FN
FIRST NEVADA SECURITIES LTD.

FIRST NATIONAL SECURITIES LTD. | FIRST NEVADA SECURITIES LTD. | FIRST NEVADA SECURITIES CORPORATION

CRD#: 18384 / SEC#: 8-36574
BD
Terminated by SEC on 06/15/2001

Contact Information

Established

Nevada since 01/04/1999

Firm Type

Limited Liability Company

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
BUCKLAND, RENNIE LOUISCEO34452

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1982About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Oct 1973

Series 27 — Financial and Operations Principal Examination

Passed Apr 1987About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1986About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1986About the Series 53 exam

Series 40 — Registered Principal Examination

Passed May 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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