Rennie L. Buckland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rennie Louis Buckland, who also goes by Rennie L Buckland, was a registered financial professional .
Rennie is a previously registered financial professional and started their career in finance in 1973. Rennie had worked at 12 firms and has passed the Series 63, Series 1, Series 27, Series 4, Series 53 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 1998 - May 15, 2001
FIRST NEVADA SECURITIES LTD.
January 20, 1998 - November 20, 1998
CYBERTRADER, INC.
October 27, 1986 - January 20, 1998
FIRST NEVADA SECURITIES LTD.
October 5, 1984 - May 10, 1985
A. G. EDWARDS & SONS, INC.
October 25, 1982 - October 12, 1984
UBS FINANCIAL SERVICES INC.
May 25, 1982 - November 4, 1982
E. F. HUTTON & COMPANY INC
January 31, 1980 - April 8, 1982
UBS FINANCIAL SERVICES INC.
August 22, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
September 26, 1978 - August 12, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
December 17, 1976 - July 28, 1978
CROWLEY-BUCKLAND SECURITIES INC.
September 3, 1975 - January 20, 1977
HUGH JOHNSON & COMPANY INC.
January 29, 1974 - June 23, 1975
BODELL OVERCASH ANDERSON & CO., INC.
November 1, 1973 - May 20, 1974
S D LUNT & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/24/1973
Registered Representative ExaminationSeries 40
Date: 5/24/1977
Registered Principal ExaminationCurrent Firm
FIRST NEVADA SECURITIES LTD.
CRD#: 18384 / SEC#: , 8-36574
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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