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George Alan Nadolne

CRD# 344477·Registered 1970 - 1986
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Alan Nadolne was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1970 - 1986. George had worked at 9 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

MARSHALL DAVIS, INC.·CRD# 16278
BD
November 19, 1985 - August 5, 1986
BREUER CAPITAL CORPORATION·CRD# 13700
BD
January 14, 1985 - October 7, 1985
NIELSON AND CLARK INC.·CRD# 13508
BD
August 10, 1984 - September 14, 1984
WALFORD, DEMARET & CO., INC.·CRD# 7985
BD
April 11, 1984 - August 10, 1984
B. J. LEONARD AND COMPANY, INC.·CRD# 62
BD
September 2, 1983 - April 2, 1984
FIRST COLORADO INVESTMENTS & SECURITIES, INC.·CRD# 6929
BD
May 12, 1980 - August 22, 1983
B. J. LEONARD AND COMPANY, INC.·CRD# 62
BD
December 13, 1977 - January 10, 1980
LOEB RHOADES & CO. INC.·CRD# 7502
BD
January 4, 1977 - January 2, 1978
LOEB, RHOADES & CO. INC.·CRD# 525
BD
June 26, 1972 - January 4, 1977
SINGER & MACKIE, INC.·CRD# 3421
BD
November 2, 1970 - May 16, 1974

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Current Firm

MD
MARSHALL DAVIS, INC.

MARSHALL DAVIS, INC. | NORTH AMERICAN VENDING CORPORATION

CRD#: 16278 / SEC#: 8-33619
BD
Expelled by FINRA on 05/30/1991

Contact Information

Established

Nevada since 12/18/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1981About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Oct 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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