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Glenn Hisao Nadamoto

CRD# 344407·Registered 1974 - 1998
Previously Registered: Being a previously registered professional could mean that Glenn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glenn Hisao Nadamoto was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1974 - 1998. Glenn had worked at 2 firms and has passed the Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

PAC EQUITY SECURITIES, INC.·CRD# 7567
BD
Honolulu, HI
March 17, 1978 - May 19, 1998
M. H. DECKARD & CO., INC.·CRD# 539
BD
May 13, 1974 - September 22, 1977

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Current Firm

PE
PAC EQUITY SECURITIES, INC.

PAC EQUITY SECURITIES, INC.

CRD#: 7567 / SEC#: 8-22210
BD
Cancelled by SEC on 07/15/1998

Contact Information

Established

Hawaii since 10/15/1977

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed May 1974

Series 24 — General Securities Principal Examination

Passed Dec 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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