Brian J. Mylod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian John Mylod was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1972. Brian had worked at 5 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2009 - March 10, 2017
WEALTHSPIRE ADVISORS
July 26, 1993 - January 6, 2009
ADVISORY ONE, INC.
June 21, 1990 - July 8, 1993
AELTUS CAPITAL, INC
October 8, 1973 - August 8, 1989
KEEFE, BRUYETTE & WOODS, INC.
August 1, 1972 - December 14, 1973
FALLON FARRAND & VIERENGEL INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/25/1972
Registered Representative ExaminationCurrent Firm
WEALTHSPIRE ADVISORS
CRD#: 126665 / SEC#: 801-62078
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,794 |
| AUM (Assets Under Management) | $ 1,012,843,208 |
Red Flags
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