Royce A. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Royce A Myers, who also goes by Butch Myers, was a registered financial professional .
Royce is a previously registered financial professional and started their career in finance in 1971. Royce had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 5, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1992 - December 23, 2014
ICBA SECURITIES
January 1, 1991 - January 26, 2016
VINING-SPARKS IBG, LLC
September 10, 1990 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
October 3, 1988 - October 1, 1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
July 29, 1986 - October 3, 1988
UMIC, INC.
February 12, 1986 - August 11, 1986
MORGAN KEEGAN & COMPANY, LLC
December 3, 1971 - February 20, 1986
UMIC, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 9/23/1982
Interest Rate Options ExaminationSeries 1
Date: 12/1/1971
Registered Representative ExaminationSeries 00
Date: 6/26/1973
General Securities Principal ExaminationCurrent Firm
ICBA SECURITIES
CRD#: 24088 / SEC#: , 8-40867
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ICBA SERVICES NETWORK, INC. | OWNER | |
| BATES, THOMAS EUGENE | DIRECTOR | 7598713 |
| BITTINGER, AZA HARRISON JR. | DIRECTOR | 4169602 |
| FOSTER, BRENDA KAY | DIRECTOR | |
| GUERRA, GABE | DIRECTOR | 7910566 |
| HEID, BLAKE AARON | DIRECTOR | 7598685 |
| JORDE, TERRY JEAN | SECRETARY | 2643666 |
| KINZER, CAROL ANN | FINANCIAL AND OPERATIONS PRINCIPAL | 4519471 |
| REBER, JAMES LEO | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER | 1809879 |
| ROMERO RAINEY, REBECA MARIA | DIRECTOR | 6989824 |
| TWEDDLE, KEVIN MATTHEW | DIRECTOR | 7152050 |
| WANICHEK, CRAIG ALAN | DIRECTOR | 2352101 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
