Thomas J. Myer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Myer JR, who also goes by Thomas Joseph Myer, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1970. Thomas had worked at 12 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2001 - June 24, 2004
BESTVEST INVESTMENTS, LTD.
July 19, 2000 - July 31, 2001
FIRST LIBERTY INVESTMENT GROUP, INC.
March 22, 1990 - December 31, 1999
PHILADELPHIA INVESTORS, LTD.
February 25, 1987 - November 25, 1989
HALPERT AND COMPANY, INC.
November 8, 1984 - November 7, 1985
LEGG MASON WOOD WALKER, INCORPORATED
October 25, 1983 - November 1, 1984
BOENNING & SCATTERGOOD, INC.
September 17, 1979 - September 22, 1983
LEHMAN BROTHERS INC.
January 18, 1978 - September 17, 1979
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
January 31, 1975 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
May 16, 1973 - February 23, 1975
DEAN WITTER & CO. INCORPORATED
July 14, 1970 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BESTVEST INVESTMENTS, LTD.
CRD#: 40302 / SEC#: , 8-49007
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OC HOLDINGS LLC | OWNER | |
| COONEY, WILLIAM GRESHAM | CHIEF COMPLIANCE OFFICER | 1333702 |
| OCONNOR, JAMES WILLIAM | PRESIDENT AND FINANCIAL PRINCIPAL |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
