Bernard Musmand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Musmand was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1968. Bernard had worked at 22 firms and has passed the Series 63, Series 8, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2001 - January 9, 2004
CANTONE RESEARCH INC.
January 5, 2000 - January 22, 2001
MASON HILL & CO., INC.
April 14, 1999 - January 5, 2000
COLEMAN & COMPANY SECURITIES, INC.
January 14, 1998 - March 16, 1999
HD BROUS & CO., INC.
August 13, 1997 - December 24, 1997
MORGAN GRANT CAPITAL CORP.
June 14, 1997 - August 5, 1997
SCHNEIDER SECURITIES, INC.
January 10, 1997 - May 23, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
March 19, 1996 - January 17, 1997
PARAGON CAPITAL MARKETS, INC.
November 16, 1993 - February 15, 1996
INVESTORS ASSOCIATES, INC.
March 24, 1992 - November 2, 1993
S. D. COHN & CO., INC.
July 2, 1990 - October 31, 1991
MANCHESTER RHONE SECURITIES CORP.
March 19, 1990 - May 25, 1990
FIRST FIDELITY CAPITAL CORP.
December 19, 1987 - January 30, 1990
J. T. MORAN & CO., INC.
April 14, 1987 - January 28, 1988
ICAPITAL MARKETS LLC
May 13, 1986 - March 17, 1987
D. H. BLAIR & CO., INC.
May 17, 1984 - April 18, 1986
BROADCHILD SECURITIES CORP.
September 30, 1982 - January 27, 1984
TUCKER ANTHONY INCORPORATED
August 14, 1978 - October 12, 1982
PRESCOTT, BALL & TURBEN, INC.
February 4, 1977 - August 14, 1978
PRESCOTT, BALL & TURBEN
June 7, 1973 - February 4, 1977
PRESCOTT, BALL & TURBEN
July 11, 1972 - May 6, 1973
LADENBURG THALMANN & CO. INC.
August 6, 1968 - March 26, 1974
HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/19/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Series 00
Date: 7/17/1967
General Securities Principal ExaminationCurrent Firm
CANTONE RESEARCH INC.
CRD#: 26314 / SEC#: , 8-41940
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
