Michele M. Feldheim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Murray Feldheim, who also goes by Michele M Callahan, Michele Murray Callahan, Michele Frances Murray, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1973. Michele had worked at 7 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2011 - December 4, 2012
WORLD CAPITAL BROKERAGE, INC.
March 28, 2000 - May 1, 2009
HORNOR, TOWNSEND & KENT, LLC
October 10, 1983 - January 7, 1986
TUCKER ANTHONY INCORPORATED
September 17, 1980 - October 13, 1983
JULIA M. WALSH & SONS, INCORPORATED
January 31, 1980 - April 21, 1980
UBS FINANCIAL SERVICES INC.
January 2, 1980 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
June 21, 1973 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/18/1973
Registered Representative ExaminationCurrent Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
