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Gregory Thomas Murray

CRD# 343607·Registered 1970 - 2007
Barred: Gregory Thomas Murray was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gregory Thomas Murray, who also goes by Greg Murray, was a registered financial advisor. Gregory was a previously registered financial advisor and started their career in finance 1970 - 2007. Gregory had worked at 13 firms and has passed the Series 65, Series 63, Series 1, Series 4, F04 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Murray

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

HARVEST CAPITAL INVESTMENTS LLC·CRD# 40367
BD
Vienna, VA
August 30, 2005 - March 19, 2007
G.T. MURRAY GROUP, INC.·CRD# 114088
RIA
Bozeman, MT
July 21, 2000 - November 30, 2011
CHOICE INVESTMENTS, INC.·CRD# 17665
BD
Austin, TX
September 8, 1999 - December 31, 2003
PEACOCK, HISLOP, STALEY & GIVEN, INC.·CRD# 21477
BD
Phoenix, AZ
October 13, 1997 - November 10, 1998
INTERNATIONAL SECURITIES GROUP, INC.·CRD# 22513
BD
San Diego, CA
September 26, 1994 - April 11, 1996
MURRAY WILT BANTIT, INC.·CRD# 18873
BD
March 29, 1990 - December 31, 1993
INDEPENDENT FINANCIAL SECURITIES, INC.·CRD# 19924
BD
January 13, 1989 - July 10, 1989
G. T. MURRAY & CO.·CRD# 7446
BD
August 4, 1977 - November 29, 1988
CAPP AND SMITH, INC.·CRD# 6720
BD
October 22, 1975 - August 25, 1977
PROFFESIONAL FINANCIAL MANAGEMENT INC·CRD# 1000004
BD
July 23, 1974 - October 22, 1975
CORNERSTONE FINANCIAL SERVICES, INC.·CRD# 953
BD
August 27, 1973 - July 8, 1974
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
April 6, 1972 - September 10, 1977
D.A. DAVIDSON & CO.·CRD# 199
BD
August 27, 1970 - November 10, 1973

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Current Firm

HC
HARVEST CAPITAL INVESTMENTS LLC

HARVEST CAPITAL INVESTMENTS LLC

CRD#: 40367 / SEC#: 8-49017
BD
Cancelled by SEC on 10/10/2008

Contact Information

Established

Delaware since 12/29/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
REAL ESTATE TECHNICAL ADVISORSOWNER—
CRARY, EDWARD DESILVER JRCHIEF COMPLIANCE OFFICER2225349

Disclosures

Regulatory Event

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1983About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Aug 1970

Series 4 — Registered Options Principal Examination

Passed May 1983About the Series 4 exam

F04 — Financial Principal Examination

Passed Jun 1974

Series 00 — General Securities Principal Examination

Passed Jun 1974

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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