Gregory T. Murray
Professional summary
Gregory Thomas Murray was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial advisor and started their career in finance in 1970. Prior to being barred, Gregory had worked at 13 firms, which includes HARVEST CAPITAL INVESTMENTS LLC, G.T. MURRAY GROUP INC., CHOICE INVESTMENTS INC., PEACOCK HISLOP STALEY & GIVEN INC., INTERNATIONAL SECURITIES GROUP INC., MURRAY WILT BANTIT INC., INDEPENDENT FINANCIAL SECURITIES INC., G. T. MURRAY & CO., CAPP AND SMITH INC., PROFFESIONAL FINANCIAL MANAGEMENT INC, CORNERSTONE FINANCIAL SERVICES INC., TOWER SQUARE SECURITIES INC., D.A. DAVIDSON & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2005 - March 19, 2007
HARVEST CAPITAL INVESTMENTS LLC
July 21, 2000 - November 30, 2011
G.T. MURRAY GROUP, INC.
September 8, 1999 - December 31, 2003
CHOICE INVESTMENTS, INC.
October 13, 1997 - November 10, 1998
PEACOCK, HISLOP, STALEY & GIVEN, INC.
September 26, 1994 - April 11, 1996
INTERNATIONAL SECURITIES GROUP, INC.
March 29, 1990 - December 31, 1993
MURRAY WILT BANTIT, INC.
January 13, 1989 - July 10, 1989
INDEPENDENT FINANCIAL SECURITIES, INC.
August 4, 1977 - November 29, 1988
G. T. MURRAY & CO.
October 22, 1975 - August 25, 1977
CAPP AND SMITH, INC.
July 23, 1974 - October 22, 1975
PROFFESIONAL FINANCIAL MANAGEMENT INC
August 27, 1973 - July 8, 1974
CORNERSTONE FINANCIAL SERVICES, INC.
April 6, 1972 - September 10, 1977
TOWER SQUARE SECURITIES, INC.
August 27, 1970 - November 10, 1973
D.A. DAVIDSON & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/20/1970
Registered Representative ExaminationF04
Date: 6/28/1974
Financial Principal ExaminationSeries 00
Date: 6/28/1974
General Securities Principal ExaminationCurrent Firm
HARVEST CAPITAL INVESTMENTS LLC
CRD#: 40367 / SEC#: , 8-49017
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REAL ESTATE TECHNICAL ADVISORS | OWNER | |
| CRARY, EDWARD DESILVER JR | CHIEF COMPLIANCE OFFICER | 2225349 |
Disclosures
| Regulatory Event | 8 |
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