William H. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Herbert Murphy, who also goes by Bill Murphy, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1968. William had worked at 6 firms and has passed the Series 63, SIE, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 1990 - June 29, 2018
WM. H. MURPHY & CO., INC.
December 5, 1989 - December 18, 1990
MONACO SECURITIES, INC.
September 1, 1989 - November 9, 1989
GILLESPIE & HOLLAND, INC.
April 16, 1984 - February 12, 1985
SCHNEIDER, BERNET & HICKMAN, INC.
April 16, 1984 - September 5, 1989
THOMSON MCKINNON SECURITIES INC.
August 28, 1968 - April 6, 1984
UNDERWOOD, NEUHAUS & CO., INCORPORATED
State Registrations and Notice Filings
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Exams
PC
Date: 5/28/1985
AMEX Put and Call ExamSeries 1
Date: 8/23/1968
Registered Representative ExaminationSeries 40
Date: 3/24/1972
Registered Principal ExaminationCurrent Firm
WM. H. MURPHY & CO., INC.
CRD#: 27274 / SEC#: , 8-42982
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MURPHY, WILLIAM HERBERT | PRESIDENT, DIRECTOR/CHIEF COMPLIANCE OFFICER | 343492 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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