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LM

Lee F. Murphy

Some features on this profile are disabled
CRD#: 343318
LM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lee Francis Murphy, who also goes by Scutter Murphy, was a registered financial professional .

Lee is a previously registered financial professional and started their career in finance in 1959. Lee had worked at 6 firms and has passed the Series 63 and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scutter Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 13, 2005 - June 29, 2007

HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P.

BD
CRD#: 2148
NEW ORLEANS, LA
Past

August 29, 2002 - May 18, 2005

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
BIRMINGHAM, AL
Past

December 6, 1989 - May 30, 2002

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

March 19, 1979 - January 8, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

March 20, 1973 - April 27, 1979

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

BD
CRD#: 640
Past

September 24, 1959 - April 6, 1973

LADD DINKINS & COMPANY

BD
CRD#: 504

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/21/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 9/24/1959
Registered Representative Examination

Current Firm

HS
HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P.
HATTIER, SANFORD & REYNOIR | HSR INVESTMENTS | HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P.

CRD#: 2148 / SEC#: , 8-8201

BD
Terminated by SEC on 01/18/2008
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Contact information

Main Address
Mailing Address
Phone number
Established
Louisiana since 01/01/1960
Firm type
Partnership
Fiscal year end
July
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MID-AMERICA CAPITAL MARKETS, INC.PARTNER
MCGINNIS, MICHAEL TAYLORPARTNER/CEO
REYNOIR, VANCE GREENSLITPARTNER1060803
WILSON, LOWELL STERLINGPARTNER/CFO/CCO2322723

Disclosures

Regulatory Event13
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P.

CRD#: 2148

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