John C. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Carter Murphy was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2003 - May 31, 2016
S F SENTRY SECURITIES, INC.
August 14, 2002 - May 31, 2016
SAN FRANCISCO SENTRY INVESTMENT GROUP
July 31, 1993 - January 30, 2002
CITIGROUP GLOBAL MARKETS INC.
October 10, 1983 - July 31, 1993
LEHMAN BROTHERS INC.
November 4, 1974 - October 10, 1983
DAVIS, SKAGGS & CO., INC.
January 25, 1972 - November 18, 1974
STONE & WEBSTER SECURITIES CORPORATION
May 15, 1969 - February 20, 1972
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/1/1977
AMEX Put and Call ExamSeries 1
Date: 5/12/1969
Registered Representative ExaminationSeries 40
Date: 2/10/1977
Registered Principal ExaminationCurrent Firm
S F SENTRY SECURITIES, INC.
CRD#: 27432 / SEC#: , 8-43101
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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