Jay L. Murphy
Professional summary
Jay Lynn Murphy was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jay is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Jay had worked at 5 firms, which includes TRIQUEST FINANCIAL INC., INTERFIRST CAPITAL CORPORATION, AMERICAN FUNDS & TRUSTS INCORPORATED, USLIFE EQUITY SALES CORP, NEWFIELD INVESTMENTS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 1993 - April 28, 1999
TRIQUEST FINANCIAL, INC.
October 2, 1990 - August 17, 1993
TRIQUEST FINANCIAL, INC.
July 30, 1990 - October 17, 1990
INTERFIRST CAPITAL CORPORATION
August 8, 1975 - November 17, 1982
AMERICAN FUNDS & TRUSTS INCORPORATED
August 4, 1971 - January 23, 1975
USLIFE EQUITY SALES CORP
May 27, 1971 - August 14, 1971
NEWFIELD INVESTMENTS INCORPORATED
November 6, 1970 - July 21, 1971
AMERICAN FUNDS & TRUSTS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/2/1970
Registered Representative ExaminationSeries 8
Date: 3/1/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRIQUEST FINANCIAL, INC.
CRD#: 6596 / SEC#: , 8-17701
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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