Barry W. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Wilfred Murphy was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1969. Barry had worked at 5 firms and has passed the Series 63, Series 1, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 1990 - October 13, 2006
OLD COLONY INVESTMENT GROUP, INC.
January 27, 1979 - June 24, 1999
BARRY MURPHY & COMPANY, INC.
June 19, 1975 - December 17, 2004
BARRY MURPHY & COMPANY, INC.
March 29, 1974 - September 23, 1974
RAUSCHER PIERCE REFSNES, INC.
November 17, 1972 - March 29, 1974
RAUSCHER PIERCE SECURITIES CORPORATION
June 28, 1969 - August 21, 1972
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/16/1958
Registered Representative ExaminationF04
Date: 5/10/1975
Financial Principal ExaminationSeries 40
Date: 6/17/1969
Registered Principal ExaminationCurrent Firm
OLD COLONY INVESTMENT GROUP, INC.
CRD#: 24758 / SEC#: , 8-41912
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
