Harvey L. Murdock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harvey Lay Murdock, who also goes by Harv Murdock, Harvey L Murdock, Harvey Lee Murdock, was a registered financial professional .
Harvey is a previously registered financial professional and started their career in finance in 1971. Harvey had worked at 12 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 1996 - January 2, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
February 28, 1996 - January 2, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
August 5, 1994 - January 17, 1996
HELIX SECURITIES, INC.
September 1, 1993 - July 5, 1994
R.K. STEELE
July 25, 1988 - July 7, 1993
R. A. JOHNSON AND COMPANY, INC.
June 19, 1984 - January 10, 1990
WARREN & BROWN ASSOCIATES, INC.
January 13, 1984 - June 26, 1984
BENTLEY INVESTMENTS, INC.
January 6, 1984 - January 10, 1984
MERLIN EQUITIES INC.
January 10, 1978 - January 16, 1984
FIRST EQUITIES CORP.
June 11, 1976 - February 12, 1978
PRINCE, LANGHEINRICH & GREER, INC.
June 18, 1973 - July 28, 1976
COVEY & CO., INC.
March 9, 1973 - May 11, 1974
BONNEVILLE SECURITIES
November 10, 1971 - February 15, 1974
EQUIDYNE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/5/1971
Registered Representative ExaminationCurrent Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
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